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US financial firms face growing regulatory fines for poor security management
Aug. 4, 2022, 3:46 p.m. | Karen Hoffman
SC Magazine feed for Risk Management www.scmagazine.com
JP Morgan Chase & Co., UBS and online broker TradeStation faced charges from the SEC over having “deficient customer identity programs,” and paid fines that were a combined $2.5 million.
cybersecurity-asset-management financial fines identity and access insider threat management poor regulatory security us
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